DIRECT TAXES - Advance Rulings

P. C. Joshi

1. Additional tax

Following the ratio of the Supreme Court judgment in the case of Deputy Commissioner of Sales Tax vs. M/s Ayesha Hosiery Factory (P) Ltd., the Punjab & Haryana High Court held that additional sales tax was not leviable on inter-State sale of goods covered by a notification under Section 8(5) by the concerned State government specifying a specific lower rate in exercise of its power thereunder.

M/s Seth Industrial Corporation, Ludhiana vs. State of Punjab & Another (2009) 33 PHT 439 (P&H).

2. Auction sale

Before the Himachal Pradesh High Court, the Forest department had announced an auction of standing timber trees in accordance with the terms and conditions circulated in advance. One of the conditions provided that the bids offered by the individual persons would remain open for thirty days for consideration by the competent authority, during which the bidder also had the liberty to withdraw its offer. Considering those conditions, the Hon’ble Himachal Pradesh High Court held that the sale by auction was not complete when the hammer was down, but on expiry of thirty days from that day.

Divisional Forest Officer vs. Assessing Authority (2009) 33 PHT 449 (HP).

3. Entries in Schedule

1. Sambharam – Butter milk

The Kerala High Court, while considering the text of entry 49 in the First Schedule to the Kerala General Sales Tax Act, held that the said entry would cover sambharam and butter milk which were one and the same commodity.

In that connection, the court observed that mere addition of ginger, chilly and a pinch of salt to butter milk, did not change the commodity as such.

State of Kerala vs. Malabar Regional Co-op. Milk Producers Union Ltd. (2009) 17 KTR 149 (Ker).

2. Neck tie

The West Bengal Taxation Tribunal held that neck tie was covered by the entry relating to readymade garments. The Taxation Tribunal in that regard followed the Full Bench decision of the Madhya Pradesh High Court in the case of Assistant Sales Tax Officer & Others vs. Central Stores (123 STC 338).

M/s Janton vs. The State of West Bengal & Ors (2009) 53 S. T. A. – 225.

3. Electric fans and electric presses

The Punjab & Haryana High Court held that electric fans and electric presses were covered by entry 17 of the Haryana General Sales Tax Act as electrical goods.

M/s Northern India Sales Corpn., Karnal vs. State of Haryana (2009) 33 PHT 488 (P&H).

4. Chemical

The Gujarat VAT Tribunal held that a product which was obtained with the use of chemical by process of mixing, continued to be chemical so obtained by reaction.

M/s Fosroc Chemical (India) Pvt. Ltd. vs. The State of Gujarat.

Source : Sales Tax Journal, April 2009, Vol. 48, Part : 1, Page 70.

4. Effective Order

The Himachal Pradesh Tax Tribunal at Shimla held that an order which was dictated but not announced cannot be said to be an effective order. Till the order was signed by the competent authority, the dictated order was only a draft order.

The Associated Cement Companies Ltd., Barmana Vs Additional Excise & Taxation Commissioner, Shimla & Others. (2009) 33 PHT 446 (HPTT).

5. ‘F’ Form requirement – Jobwork

The readers are well aware about the judgment of the Allahabad High Court in the case of M/s Ambica Steel Ltd., whereby the High Court held after upholding the circular by the Commissioner, that a declaration in Form ‘F’ was required to be produced even when the goods were sent only for job work to a place in other State and the same were received back after completion of the job work.

The assessee submitted an appeal before the Apex Court and the same was admitted. However, when the appeal came up for final disposal, the assessee requested the court that the wanting Form ‘F’ would be submitted within a specified period before the concerned authority.

The Supreme Court in its judgment noted that there was difference of opinion about the true and correct interpretation and the scope of Section 6A of the Central Sales Tax Act, but the assessee being ready to file the wanting Form ‘F’, the assessing authority was directed not to impose penalty / interest while computing the tax liability as one time waiver.

The Supreme Court noted in the concluding para of the judgment that certain States within whose jurisdiction the transferee were having their business were not issuing ‘F’ Form for such transactions and observed that it was open to the assessing officer to complete the proceedings on its own merit after examining transactions between the parties, keeping in mind the circumstances that the assessee was unable to furnish ‘F’ Form for no fault of his.

It may be noted that the merits of the case or the scope of Section 6A was not decided nor considered by the Supreme Court .
M/s Ambica Steels Ltd. vs. State of U. P. & Others 2009 NTN (Vol. 39) – 296.

6. Interest

1. The Punjab & Haryana High Court held that interest cannot be levied before the quantum of amount was determined in appeal. In other words, pending the appeal challenging the determination of the tax payable; would necessarily keep the levy of interest in abeyance.

Food Corporation of India vs. State of Punjab (2009) 33 PHT 425 (P&H).

2. The West Bengal Commercial Tax Appellate & Revisional Board held that no interest can be levied on the assessed dues which was not admitted by the assessee while furnishing the return.

M/s Nisith Impex Pvt. Ltd. vs. A.C.C.T., Dharamtolla Circle (2009) 53 S.T.A. – (Board – 84).

7. Interim Stay of Recovery

The Supreme Court held that where the denial of interim relief led to public mischief, grave irreparable private injury or shook a citizen’s faith in the impartiality of public administration, the interim relief can be given, though mere establishment of a prima facie case should not necessarily lead to an interim order of stay of recovery.

Shri Ravi Gupta vs. Commissioner of Sales Tax, Delhi & Another 2009 NTN (Vol. 39) – 284.

8. Inter-State sale

1. The Madras High Court held that when the local dealer supplied news print to a Kerala dealer, who instead of transporting the goods directly to Kerala, sent it to Sivakasi for printing and the printed news magazines were transported to Kerala from Sivakasi. Such steps were taken to avoid multiple transportation from Tamil Nadu to Kerala and then back to Sivakasi resulting in re-despatch to Kerala. The Kerala buyer instructed the seller to send the goods directly to Sivakasi and despatch the same to kerala thereafter. In absence of any material about the local sale, the Hon’ble High Court held that the stoppage of journey at Sivakasi and conversion of paper into news magazine did not affect the nature of the transaction to be that of local sale.

The State of Tamil Nadu vs. M/s Sun Paper Mill Ltd. & Ors. 2009-10 (15) TNCTJ – 1.

2. Before the Supreme Court, the assessee from Delhi had sold certain goods to three registered dealers in Delhi with the contractual obligation that they in their turn will sell those goods in the assigned territory outside the State of Delhi. They were also required to submit monthly statement of stocks and the quantum of sale effected by them. The Supreme Court, after considering the terms of the contract, held that mere taking of delivery in Delhi by the purchasing dealers for the purpose of effecting the sale in the assigned territory outside the State of Delhi per se did not take away the nature of the transaction to be that of inter-State sale.

M/s DCM Ltd. vs. Commissioner of Sales Tax, Delhi (2009) 33 PHT 473 (SC).

9. Manufacture

The Supreme Court approved the confirmation by the Andhra Pradesh High Court of the decision of the Tribunal, holding that even after processing, the granules continued to remain LDPE granules and no new product emerged. The assessee in that case had purchased LDPE granules for obtaining cable sheathing compound.

State of Andhra Pradesh vs. Repute Plastic Colours Ltd. & Another (2009) 17 KTR 187 (SC).

10. Natural justice

The West Bengal Taxation Tribunal disapproved the cancellation of Registration Certificate on the basis of reports which was not intimated to the assessee. The cancellation was held to be a glaring case of violation of principles of natural justice.

Shri Shridhari Sharma vs. S. T. O., Bowbazar Charge & Others. (2009) 53 S. T. A. – 231.

11. Plant & Machinery – Construction materials

The full Bench of the Gujarat VAT Tribunal held that the building and construction materials used for constructing a foundation for installation of plant and machinery, was part and parcel thereof, because without foundation no plant and machinery can be installed. The Tribunal therefore held that the cost of building material so sed can be considered as capital goods and therefore the assessee was eligible to claim input tax credit of taxes paid on the purchase of such construction material.

M/s Anil Products Ltd. vs. The State of Gujarat.

Source : Sales Tax Journal, April 2009, Vol. 48, Part : 1, Page 53.

12. Refund

The Supreme Court held that if substantive provision provided for refund of excess tax paid, it cannot be taken away by subordinate legislation. The Supreme Court also observed that the subordinate legislation have to be interpreted by applying the principles of purposive construction leading to a reasonable result and not encouraging defaulters while discouraging the law abiding citizens.

Corporation Bank Ltd. vs. Saraswati Abharansala & Another. (2009) 17 KTR 154 (SC).

13. Reassessment

The Punjab & Haryana High Court held that when the original order was passed on the returns furnished as per the law then prevailing, the subsequent change of law cannot constitute the basis for framing a reassessment. In other words, new interpretation by a higher court after finalisation of the assessment in accordance with the law explained earlier, cannot lead to a valid initiation of reassessment proceeding.

Shri Bal Chand Pradeep Kumar vs. State of Punjab & Another. (2009) 33 PHT 410 (P&H).

14. Recovery

The Madras High Court held that the State cannot supersede the commercial transactions which have already taken place prior to the assessment of tax dues and therefore the property which had already been subjected to a charge in favour of the bank, cannot be adversely affected by the later assessed dues.

Tamil Nadu Mercantile Bank Ltd. vs. The Commercial Tax Officer, Madurai. 2009-10 (15) TNCTJ – 20.

15. State Development Tax

The Allahabad High Court, while disposing off several writ petitions, held that the State development tax was not applicable to dealers who have opted for composition under Section 7-D of the U. P. Trade Tax Act, 1948.

M/s Systematic Conscom Ltd. vs. State of U. P. & Ors. 2009 NTN (Vol. 39) – 245.

16. Sale

The Himachal Pradesh High Court held that supply of electric meters by the electricity department to the consumers on payment of periodical hire charges as provided under the Indian Electricity Act, did not amount to sale.

M/s S. E. Hydel Circle vs. Addl. Excise & Taxation Commissioner, (SZ) Shimla (2009) 33 PHT 514 (HP).

17. Words and Phrases – Industrial raw material – Fuel

Before the Kerala High Court, the assessee proposed to purchase kerosene oil by issuing Form 18 under the provisions of the Kerala General Sales Tax Act, 1963 for using the same in the manufacture and sale of Titanium dioxide. The Kerala High Court referred to the definition of the expression ‘industrial raw material’ to mean something which was used for manufacturing or producing the goods. The Court also referred to the judgment of the Supreme Court in the case of Collector of Central Excise vs. M/s Ballapur Industries Ltd., wherein the Apex Court while explaining the meaning of raw material, held the said expression to mean an input or ingredient getting burnt up or consumed in the chemical process of work. In other words, for an item to be a raw material, it should go into the making of the end product without which the end product would not come into existence. In view of the above position, the Kerala High Court held that the kerosene oil used as fuel for the purpose of calcinations cannot be considered as a raw material in the production of finished product – titanium dioxide – for sale.

M/s Travancore Titanium Products Ltd. vs. The Commissioner of Commercial Taxes. (2009) 17 KTR 177 (Ker).