DIRECT TAXES - Advance Rulings

P. C. Joshi

1. Assessment

The Allahabad High Court held that no assessment can be made in the trade name, where the business carried on was that of a Proprietor. However, the defect in the assessment order in the name of the Firm, instead of the Proprietor, was curable defect.
The Commissioner, Trade Tax vs. M/s Kuberji Traders, Jalaun 2009 NTN (Vol. 39) – 1

2. Appellate Authority – Power

The Allahabad High Court held that an Appellate Authority exercised his power which was wider than the power of the Assessing Authority. The court also held that the power of enhancement cannot be exercised by travelling beyond the subject matter of the appeal.

The Commissioner of Trade Tax, U. P., vs. S/s Krishna Flour Mill, Chandausi 2009 NTN (Vol. 39) – 79.

3. Double Taxation

The Allahabad High Court held that the provisions of the Special Act will prevail over the General Act. In the case before the court, the State was collecting ‘administrative charges’ which was nothing but charges on molasses through sugar factories under the special enactment, while it was also collecting trade tax under the U. P. Trade Tax Act. The court, finding that the same purchase of molasses having been taxed twice under two different enactments, accepted the suggestions of the assessee and held that the trade tax being under the general enactment, tax thereunder cannot be legally sustained. The Hon’ble Court, for that conclusion, referred to several case laws including those from the Apex Court.

M/s. SAF Yeast Co. Pvt. Ltd vs. State of U. P. & Anr. 2008 NTN (Vol. 38) – 296.

4. Entries in Schedule

1. Sports Wears

The Allahabad High Court, while interpreting notification under the U. P. Trade Tax Act, 1948, held that the goods of indoor or outdoor games cannot cover sports wears. The entry in question covered only sports items specified therein and the term ‘readymade garments’ covered by another notification was broad enough to cover sports wears.

M/s A. H. Wheeler & Co. Pvt. Ltd. vs. The Commissioner of Trade Tax, U. P., Lucknow. 2009 NTN (Vol. 39) – 11.

2. Renewable energy devices

The Gujarat VAT Tribunal held that the battery operated vehicle was covered by entry 61 of Schedule II of the Gujarat VAT Act, 2003. That entry related to ‘renewable energy devices and components and parts thereof’. The rate of tax was held to be 4% under that entry.

M/s Ashapura Trade & Transport Pvt. Ltd. vs. The State of Gujarat.

Source: Sales Tax Journal, Vol. 47, Part 10, January 2009, Page – 904.

3. Ayurvedic medicine

The Supreme Court, while disposing of the civil appeals under the Central Excise Act, held that Bio-aloe vera, Bio-bhringraj, Bio-cucumber, Bio-coconut, Bio-milk, Bio-walnut etc were Ayurvedic medicines under Chapter 30 and not under Chapter 33 as cosmetics. The Supreme Court, in the course of its decision, referred to the relevant case law in detail.

Commissioner of Central Excise vs. M/s Ishaan Research Lab. P. Ltd & Others (2009) 53 S.T.A – 7.

4. Tyres & Tubes

The West Bengal Taxation Tribunal held that tyres and tubes of tractors were parts of the tractor and therefore covered by Sr. No. 84 of Part I of Schedule C of the West Bengal VAT Act liable to 4% VAT.

M/s Goodyear India Ltd vs. C. C. T., Beliaghata & Others (2009) 53 S.T.A - 39.

5. Mirror Glass

The Allahabad High Court held that looking glass (mirror glass) was taxable as toilet requisite and not under the entry relating to the glass ware.

The Commissioner of Trade Tax, U. P. vs. M/s Kohinoor Glass House 2009 NTN (Vol. 39) – 75.

5. Exemption – Impact of CST amendment

Before the Allahabad High Court, the assessee was entitled to exemption for a specified period by virtue of the notification issued earlier under sub-section (5) of Section 8 of the Central Sales Tax Act for its inter-State sales without furnishing any Form. The said notification continued without any change even after the amendment to CST Act by Finance Act, 2002. The assessee therefore claimed exemption for the post-amendment period on the basis of the said notification. The Court held that with the amendment in CST Act restricting the exemption only to the sales to registered dealers supported by ‘C’ form, the State Government had no power to exempt such sales.

[Editor’s Note:– With due respect to the Hon’ble Single Judge of the Allahabad High Court, the impact of the provisions of General Clauses Act and not amending the earlier notification even after the amendment in 2002 seems to have not been brought to the notice of the court. The amendment to the enabling power under section 8(5) of the CST Act made effective from 11th May 2002 do not ipso facto vary, rescind, alter or amend the notifications issued earlier. Such a power have to be exercised by the same authority and in the same manner in which the power was earlier exercised as per the provisions of General Clauses Act. The judgment therefore requires reconsideration, especially because the amendment was not a retrospective one. The entire judgment proceeded on the principles of promissory estoppel].

M/s Swastik Components Pvt. Ltd. vs. Commissioner, Commercial Tax, U. P., Lucknow. 2009 NTN (Vol. 39) – 48.

6. Entry Tax – Natural justice

The Maharashtra Sales Tax Tribunal quashed the order levying entry tax on the local buyer on the basis of the submission of return and payment of entry tax by the vendor from other State, holding that the local buyer was never made a party to any proceeding nor any hearing given. The order in question was held to be complete violation of principles of natural justice.

M/s B. E. S & T. Undertaking vs. State of Maharashtra (Second Appeal Nos. 1045 & 1046 of 2007 decided on 30th January, 2009).
7. Expectation – Quasi-judicial authority

The Gujarat VAT Tribunal, while directing the Commercial Tax Officer to issue permission for lump sum tax in lieu of tax on sales as provided in Section 14 of the Gujarat VAT Act, observed that a quasi judicial authority was expected to apply his mind and thereafter pass a reasoned and speaking order and not follow blindly the instructions of the superiors.

M/s Shah Navinchandra Mulchand, Mandvi vs. The State of Gujarat.

Source: Sales Tax Journal, Vol. 47, Part 10, January 2009, Page – 909.

8. Inter-State Works Contract

1. Before the Allahabad High Court, some of the machinery to be erected in the State of U. P., moved from other States after due inspection by the representative of the buyer. The High Court held that the goods upon inspection at the very place from where it originated, were appropriated to works contract and thereafter moved therefrom in pursuance to the works contract. It was covered by Section 3(a) of the CST Act.

The court also held that the nature of the transaction cannot change simply because the value of the machinery and the erection charges were bifurcated. In regard to the purchase within the State of U. P., and thereafter use in the works contract, the court held that no tax can be levied because of the single point first stage taxation scheme adopted under the U. P. Trade Tax Act.

Commissioner, Trade Tax, U. P., Lucknow vs. M/s Indian Sugar & General Corporation Sakauli Tanda, Meerut. 2009 NTN (Vol. 39) – 20.

2. Before the Allahabad High Court, the assessee had undertaken to Manufacture, supply, install and erect the Sprinkler Irrigation System at the site in the State of Uttar Pradesh. The consideration agreed upon by the parties was one consolidated one for the execution of the works contract. The authorities, however, held that there were two contracts, one for supply of goods and the other for installation, erection etc. The authorities levied tax on the value of the material used in the execution of works contract. Following the ratio of the judgment of the Constitution Bench in the case of M/s Gannon Dunkerley & Co. Ltd (88 STC 204), the High Court held that the material required to be used, moved from the State of Uttar Pradesh to the site outside the State which inter alia included the parts and accessories of sprinkler irrigation system and therefore the nature of contract was held to be an indivisible inter-State works contract which could not have been taxed under the provisions of U. P. Trade Tax Act during the period prior to 13th May 2002, when the Central Sales Tax Act was amended.

M/s Jindal Irrigation Limited vs. Commissioner of Trade Tax, U. P., Lucknow 2009 NTN (Vol. 39) – 105.

9. Goods – Customised & non-customised software – Issue of ‘C’ form

The Madras High Court held that the software, unbranded or customised, developed by the assessee and sold to the customers for upgrading their system or for the purpose of repairing and maintaining it, were goods under Article 366(12) of the Constitution read with section 2(d) of the Central Sales Tax Act, 1956 and 2(j) of the Tamil Nadu General Sales Tax Act, 1959.

In view of the above position, consequent to the judgment of the Supreme Court in the case of M/s Tata Consultancy Services (137 STC 620) as well as M/s BSNL (145 STC 91), the court also held that the assessee can effect the purchases by issuing declaration in Form ‘C’ under the Central Sales Tax Act and Form XVII under the Tamil Nadu Act. The Court therefore held that the department was not justified in rejecting the said declaration issued by the assessee.

M/s Infosys Technologies Ltd, Chennai vs. The Special Commissioner & Commissioner of Commercial Taxes, Chennai & Others 2008-09 (14) TNCTJ-313.

10. Inter-State purchase

The Allahabad High Court upheld the claim of the purchasing commission agent that the purchases made by them were effected on behalf of the principals from other States. The submission of the Revenue in regard to the absence of record of orders from principal was negatived, holding that the orders from the principals may be oral orders on telephone which did not call for maintenance of any record.

M/s Jai Shree Trading Company vs. Commissioner of Trade Tax, U. P., Lucknow. 2008 NTN (Vol. 38) – 318.

11. Intra-State or Inter-State – Replacements under Warranty

Before the Gujarat VAT Tribunal, the assessee having dealership of M/s.Tata Motors provided services to the customers of M/s Tata Motors and wherever required, replaced the damaged spare parts during warranty period. For such free replacement, the assessee got reimbursement from the said M/s Tata Motors having their office in Mumbai. On the above facts, the Assessing Authority treated the transaction of replacement of spare parts, and the value thereof being reimbursed by M/s Tata Motors as of inter-State sale. Following ratio of the Supreme Court judgment in the case of Mohammad Ahmadkhan vs. Commissioner of Trade Tax (136 STC 515), the amount of reimbursement received from Tata Motors were held to be for a transaction of sale. However, considering the fact that there was no movement of parts replaced, from one State to another, the nature of transaction was held to be an intra-State sale and not an inter-State one.

M/s Kenson Motors, Bhuj vs. The State of Gujarat

Source : Sales Tax Journal, Vol. 47, Part 10, January 2009, Page – 907.

12. Inter-State sale

The assessee from Pune entered into a contract with a party in Uttar Pradesh for supply of machinery. Accordingly, the machinery and its parts moved from Pune to the site of the buyer, where the same were delivered. Since the title to the goods passed to the buyer in the State of U. P., the authorities taxed the transaction as a local transaction liable to be taxed under the provisions of U. P. Trade Tax Act.

In view of the fact that the movement of goods commenced from Pune pursuant to the pre-existing contract, the Allahabad High Court held that the transaction was squarely covered by Section 3(a) of the Central Sales Tax Act and the place where the title to the goods passed was of no relevance.

The Commissioner of Trade Tax, U. P., Lucknow vs. M/s Dharmex Pvt. Ltd., Pune – 2009 NTN (Vol. 39) – 68.

13. Limitation

The Supreme Court, while deciding an appeal under the Central Excise Act, held that in absence of any positive material showing suppression, the discretion of extended period of limitation cannot be invoked. In that connection, the Hon’ble Apex Court also held that mere non-declaration was not sufficient for invoking the larger period under Section 11A of the Central Excise Act, 1944.

Commissioner of Central Excise, Bengaluru vs. M/s Karnataka Agro Chemicals. (2009) 53 S.T.A. – 27 & 28.

14. Lease Tax

1. Plant & Machinery

The Allahabad High Court held that no tax for the transfer of right to use goods was leviable when the entire Unit, including the plant and machineries permanently attached to the earth was leased. Such plant and machineries were not movable property and were not goods. The court also held that the judgment of the Supreme Court in the case of M/s Sirpur Paper Mill was on entirely different facts and was distinguishable.

The Commissioner, Trade Tax, U. P. vs. S/s Gulshan Sugar & Chemicals Ltd. 2009 NTN (Vol. 39) – 56.

2. Dies & moulds

The Allahabad High Court held that when the assessee, carrying on the business of manufacture and sale of motor cars, supplied dies and moulds to outside agencies, for manufacture of the parts of the car, it did not involve any transfer of right to use the dies and moulds and the assessee was not liable for such use of dies and moulds by the manufacturers.

The Commissioner, Trade Tax, U. P., Lucknow vs. M/s Honda Siel Cars India Ltd., Greater Noida 2008 NTN (Vol. 38) – 307.

15. Luxury Tax – The Members’ Club

The Madras High Court, while allowing the writ petition, explained the term ‘business’ as defined under the Tamil Nadu Luxuries Tax Act and held that the accommodation provided to the members, by the Members’ Club, cannot be equated to a lodging house or a hotel and therefore, no tax under the Luxuries Tax Act can ever be levied. The action instituted by the department was held to be without jurisdiction and void ab initio.

M/s Coonoor Club & Others, Coonoor vs. The Commercial Tax Officer & Others 2008-09 (14) TNCTJ – 287.

16. Rate of tax – Digital watches

Before the Allahabad High Court, the assessee had sold digital watches in the course of inter-State sale. By notification under Section 8(5), electronic goods were granted partial exemption, by levying only 2% tax on such inter-State sales. The court held that the digital watches were electronic goods for the purpose of notification under Section 8(5), though a separate entry under the local enactment referred to ‘All kinds of watches and clocks’.

The Commissioner, Trade Tax, U. P., Lucknow vs. M/s Fore Front Electronics Pvt. Ltd., Noida 2008 NTN (Vol. 38) – 315.

17. Rectification

The Allahabad High Court held that the Tribunal while exercising the powers under Section 22, cannot review the earlier decision, on the basis of new grounds raised with the rectification application.

The Commissioner, Trade Tax, U. P. vs. S/s D.C.M Limited., Meerut 2009 NTN (Vol. 39) – 61.

18. Situs of sale

The Madras High Court, while allowing the writ petition of the assessee, held that when the seller had physically delivered the articles, to the purchaser from other State, at his own place of business in the State of Tamil Nadu, the nature of the transaction was that of a local sale and not inter-State sale, as held by the departmental authorities.

M/s Saraswathi Agencies, Chennai vs. The Sales Tax Appellate Tribunal, Chennai & Others 2008-09 (14) TNCTJ – 302.