DIRECT TAXES - High Courts

K. Gopal, Pramod Kumar Parida, Rahul K. Hakani, & Sameer Dalal

1. Accounts – Method of Accounting – S.145

The Supreme Court held that when the department want to assess a particular income in a particular year, it should always ascertain the method followed by the assessee in the past and whether the change in the method of accounting was warranted on the ground that profit is being underestimated under the impugned method of accounting. Unless the officer gives a finding with facts and figures that there is a underestimation the presumption would be that the whole exercise is revenue neutral.

CIT vs. Realest Builders & Services Ltd. (2008) 307 ITR 202 (SC)

2. Appeal by the revenue – Rule of consistency

The Supreme Court held that when the revenue had not filed any appeal in other assessment year, it would by precluded from filing the appeal in the relevant assessment year on identical facts.

CIT vs. J. K. Charitable Trust (2008) 220 CTR 105 (SC) 308 ITR 161

3. Capital Gains – Where it is impossible to determine cost of acquisition compensation not taxable – Ss. 45, 50 55(a)

The assessee, a banking company, was nationalized and it received certain amount as compensation. If the compensation was not allocable item-wise on various intangible assets held by it, hence, it was impossible to determine capital gain and cost of acquisition. The compensation was not taxable u/s 45.

PNB Finance Ltd. vs. CIT (2008) 175 Taxman 252 (SC)/(2008) 307 ITR 75 (SC)

4. Circular – Whether binding on the court – S. 119

The Supreme Court held that so far as circular issued by the Central or State Government are concerned, they represent merely their understanding of the provisions. They are not binding on the courts. It is for the court to declare what the provisions of the statute say and not for the executive. Therefore, the circular cannot be given effect to in preference to the view expressed by the High Court or the Supreme Court.

CCE vs. Ratan Melting and Wire Industries (2008) 220 CTR 98 (SC)

5. DEPB Licence under sales tax law – Regarded as goods

REP licences were granted under the Import and Export Policy for the period April 1988 to March 1991 issued under the Imports and Exports (Control) Act, 1947 – Replaced by Duty Entitlement Passbook (DEPB) provided for in the Exim Policy 1997-02 under the Foreign Trade (Development and Regulation) Act, 1992. Appellant submitted that DEPB credit is not exigible to sales tax just as REP licences as held in Vikas Sales Corporation vs. Commnr. of Commercial Taxes. According to the Appellant Vikas was impliedly overruled by Sunrise Associates vs. Govt. of NCT of Delhi wherein it was held that lottery tickets were actionable claims and were, therefore, excluded from the definition of “goods” under the Sales Tax Act and hence, said sale of lottery tickets not taxable.

Question arose – Whether the decision in Vikas can be said to be impliedly overruled by the Constit-ution Bench decision in Sunrise; (ii) And, if Vikas is still good law, would it also apply to sale of DEPB?

Held, analyzing the two Judgments it was observed that in Vikas, the Court held that REP licence/Exim Scrip fell within the definition of goods quite independently as REP licences had their own value and they were freely bought and sold in the market for their intrinsic value and could not be classified as actionable claims – In Sunrise, it was held that a lottery ticket has no value itself and was a mere piece of paper – Decision in Sunrise in no way affects the position insofar as REP licences are concerned and the legal position in regard to their sale is concluded by the decision in Vikas – DEPB like REP licence has its own intrinsic value and the purchaser, on payment of consideration, buys something for its value. DEPB is not a licence. DEPB credit clearly “goods” within the meaning of Sales Tax laws of Delhi, Kerala and Mumbai and its sale clearly exigible to tax – Appeals dismissed Yasha Oversees vs. Commissioner of Sales Tax (2008) 11 RC 495

6. Depreciation – S. 32

Temporary lull vis-ΰ-vis passive user – without proper examination, High Court dismissing appeal – Suspension of business during the relevant previous year – the matter set aside on the ground of passive user for fresh decision.

Nirma Credit & Capital Ltd. vs. ACIT (2008) 220 CTR 537 (SC)

7. Gift Tax Act – Deemed Gift – S. 2(xii) (xxiv) 4(1)(a)

The Supreme Court held that the shares come into existence at the time of allotment of shares; i.e., the shares are created at that time, and therefore, the allotment of shares are not transfer and therefore section 4(1)(a) of the Gift Tax Act would not apply.
Khoday Distilleries Ltd. vs. CIT (2008) 307 ITR 312 (SC)

8. Income – Waiver of interest – S. 4

Where the assessee entered into an agreement for transfer of its industrial undertaking under which the buyer agreed to pay it interest on the unpaid consideration w.e.f 1-3-1977 and subsequently on 30-6-1978 the parties agreed to defer the date of commencement of interest to 1-7-1979 and the question arose whether the interest foregone by the assessee could be assessed for the A.Y.s 1979-80 and 1980-81 under the accrual system of accounting;

Held

(a) As regards A.Y. 1979-80, the interest had already accrued and could not be wiped out by the subsequent agreement. The waiver could not have retrospective effect.

(b) As regards A.Y. 1980-81, there was full scope to the assessee to defer the interest and as this was done before accrual, the interest was not chargeable to tax.

(c) Penalty u/s 273(2)(a) is not an automatic outcome of the addition of income. Though there was no valid justification for the waiver of the interest and it was an attempt to evade tax, still mens rea would have to be shown and as a definite conclusion could not be drawn that the assessee had reason to believe that the estimate of advance tax was untrue, penalty could not be levied.

CIT vs. Sarabhai Holdings Pvt. Ltd. (2008)

11 RC 593 307 ITR 89

9. Interest tax – S. 2(7)

The Supreme Court held that interest on Government securities is not liable to interest tax in view of section 2(7) of the Interest-tax
Act, 1974.

CIT vs. Ratankar Bank Ltd. (2008) 306 ITR 257 (SC)/(2008) 220 CTR 7 (SC)

10. Investment Allowance – S. 32A, 41(1)(a) 43A(1)

In the relevant year the assessee had claimed deduction of investment allowance for the machineries purchased in the earlier year on account of foreign exchange fluctuation. The Supreme Court held that 43A(1) would be clearly applicable in relation to investment allowance. And also if any extra benefit was taken the same had to be taxed in the year when the liability was reduced as provided in section 41(1)(a). This aspect was not considered by the Commissioner (A) and therefore, the matter was send back for the limited purpose to consider this aspect.

CIT vs. Gujarat Sindh Cement Ltd. (2008) 307 ITR 393 (SC)

11. Manufacturing – Conversion of Jumbo rolls into small flat and rolls is manufacturing – S. 80HH & 80I

The conversion of jumbo rolls of photographic films into small flats and rolls is desired sizes, amounts to manufacture or production and, therefore, it is entitled to claim deduction u/s 32AB, 80HH and 80I.

India Cine Agencies vs. CIT (2008) 175 Taxman 361 (SC)/(2008) 220 CTR 223 (SC) 308 ITR 98

12. Manufacturing – Ship breaking activity is ‘manufacturing’ – Ss. 80HH & 80-I

The ship breaking activity results in production of a distinct and different article and, therefore assessee doing such activity would be entitled to deduction u/ss. 80HH and 80-I.

Vijay Ship Breaking Corp. vs. CIT (2008) 175 Taxman 7 (SC)/(2008) 219 CTR 639 (SC)

13. Penalty – Concealment – S. 271(1)(c)

The Supreme Court overruled the judgment in the case of Dilip N. Shroff 291 ITR 519 (SC) and held that the Explanations appended to section 271(1)(C) of the Act entirely indicate the element of strict liability. Section 271(1)(c) read with the Explanation indicate that the said section has been enacted to provide for a remedy for a loss of revenue. The penalty under that provision is a civil liability and wilful concealment is not an essential ingredient for attracting civil liability.

CIT vs. Dharmendra Textiles Processors (2008) 306 ITR 277 (SC)/(2008) 219 CTR 617 (SC)

14. Waiver Interest – S. 220(2A)

The Supreme Court held that the provision for levy of interest for non-payment of tax within time, has to be interpreted by the principle of purposive construction and the same principle has to be applied for the purpose of determining whether any hardship has been caused or not. The ingredients of genuine hardship must be determined by the dictionary meaning thereof and the legal conspectus attending thereto. The Supreme Court then send the matter back to the Commissioner for fresh consideration in view of the findings of the Supreme Court.

As the department had failed to consider genuine hardship and the circumstances which were beyond the control of the Assessee which CIT having failed the consider, the matter was remitted to CIT to reconsider relating wavier of interest as per prov. Of Sec. 220(2A) afresh.

B. M. Malani vs. CIT (2008) 306 ITR 196 (SC)/ (2008) 219 CTR 313 (SC)